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Klaus
Klostermaier
Part One
NB. The footnotes for this article are linked to a separate
footnote page.
Preface/Postscript
I deeply appreciated the invitation from Shaunaka Rishi and
Anuttama Dasa to prepare the Christian position paper for this conference,
and I enjoyed the warm atmosphere created by our friendly hosts.
When preparing my manuscript I was naturally aware of significant
doctrinal differences between not only the various branches of Christendom,
but also between traditional and progressive thinkers in one and
the same denomination. I intended to give a summary of what I thought
was mainstream traditional Christian teaching on the soul and its
destiny, beginning with a study of some Biblical notions relating
to soul, giving an outline of Thomas Aquinas' and mediaeval official
Church teaching, providing some mystical-experiential accounts,
summarising a major contemporary Roman Catholic theologian's view
on the "destiny of the soul", mentioning some major modern challenges
to Christian views of the soul and ending with a few personal/critical
remarks on the issue.
I came away from the meeting with the impression that
there is not a single statement regarding the nature and destiny
of the soul that would be accepted by all Christian denominations.
The doctrinal development in the various Christian denominations,
and the disinterest shown by many contemporary Christians in any
formulations of "metaphysical doctrines" has reached a point where
it is pretty meaningless to speak of a "Christian position" on questions
like the soul and its destiny vis-a-vis e.g., a Vaishnava position.
It would be possible-as was suggested by one participant-to compare
and contrast the teaching on soul of, for instance, Thomas Aquinas
and Jiva Goswami; however, it was widely felt that such a comparison
would be rather useless. The emphasis, all were agreed, should be
on contemporary perceptions, and a perceived relevance to the questions
of our age and day.
The following write-up does not claim to reflect the
collective thinking on the soul and its destiny of the individual
Christians present at the gathering (none of whom came in any official
function), but is offered as a historic document and as a point
of departure for the discussion which proved to be lively as well
as going in many different directions.
Biblical Background
Since this paper is meant to prepare a dialogue with Vaishnavism,
the horizon of the "soul-dialogue" must encompass not only Western
philosophical and theological Christian psyche notions, but
must cover all notions contained in the Indian notion of jivatman.
Accordingly, the Biblical background will include notions of "life"
and "spirit" over and above "soul".
Life (Hebrew chaim ; Greek zoe;
Latin: vita) is one of the most fundamental concepts of the
Bible. "The living God" is a standing expression, as compared with
the "dead idols".1 God
is "life-giving-spirit", and life is the most precious possession
of man. Life is not seen only in terms of modern medicine and biology,
as a mere physico-chemical mechanism, but it is the whole of existence,
feeling, thinking, knowing God. Life is something divine-only God
can give it. Genesis relates that humans got their life through
a special and immediate act of God. Life in the proper sense is
union with God; the sinner is "dead", even if biological life is
still going on. Life is thus the most cherished treasure of humans,
identical with God's blessing, merit, good-whereas death is synonymous
with sin, God's curse, evil. Since sin has deprived humans of their
true life-the union with God-the purpose of salvation is to restore
the life. Christ calls himself "life". 2
God is life, and can give life. "Life" is the state of the redeemed
ones, a life which is the fruit of the redemption through Christ,
which will last forever. "Eternal life" is not something which comes
"after death", but it is the divine life, which is already in those
who have received salvation. Life is essentially seen as a process
of communication, whose source is "the living God". The conditions
to receive it are faith in Christ,
3 good works, love of neighbour especially,4
baptism and Eucharist.5
Baptism is described as the "dying with Christ and rising with Christ
to a new life in God".6
Soul (Latin: anima) is the translation
of the Biblical nephesh and psyche, and etymologically both contain
the idea of breath, blowing, drawing breath. Sometimes psyche is
used simply as a synonym for life, or the principle of life,7
or for "living being"-either animal or man;8
in other places it means the principle which is opposed to the body,9
which is immortal and which is man's most valuable "part": "What
does it profit you if you gain the whole world and lose your soul?
What can you give in exchange for your soul?"
10 And: "There is no need to fear those who kill the body but
have no means of killing the soul; fear him more, who has the power
to ruin body and soul in hell".11
The use of the term "soul" in the Bible is far from uniform-it is
not used in a philosophical way. "Soul" signifies the spiritual
principle of humans coming from God and somehow remaining forever.
Spirit (Hebrew: ruah; Greek: pneuma;
Latin: spiritus) is used often in the Bible in different
senses. Sometimes it is a synonym for life, soul or living being,
people.12 Occasionally
it stands for the seat of feelings, thoughts, intentions. Sometimes
pneumata (spirits) describes the deceased ones.13
With Paul we find very often spirit as the opposite to "flesh" (sarx).
Spirit stands for union with God, and thus also the body of the
redeemed ones (as referred to here, the body of the risen Christ)
is "spirit", whereas the whole existence of the sinner, who is "far
from God", is "flesh".14
Spirit is the divine power which justifies and sanctifies; flesh
is the weakness in which sin is dwelling and thriving. This "spirit"
is the "spirit of Christ"-the faithful become "One spirit with Christ."15
There are some more expressions in the Bible which could
be used in order to show how "soul" is to be understood: we find
sometimes human essence expressed as "the heart" (Hebrew: leb;
Greek: kardia). Also "flesh" is used as expressing human
existence, not just in the negative sense. The terminology of the
Bible is far from uniform, and we do not find clear definitions
of the term. Life, soul and spirit stand for a reality which is
transcategorical. The Bible wants to make clear that the whole existence
of humans is from God, and depends on God, who is the "living God".
The Theology of the Early Church and the Middle Ages
When Christianity came into contact with Greek philosophy it
had to give an answer to the problems posed by Greek philosophers.
Greek philosophy had already coined definite, mutually exclusive,
concepts of body and mind, matter and spirit, it had a "body-soul-problem"
which was unknown to the Bible.
According to Plato the soul had a pre-existence as a
pure spirit in the realm of ideas. For some fault it had been imprisoned
in a body, and its liberation, its freedom, the regaining of its
own true nature, could only be through discarding the body. In the
Epicurean school the soul was considered to be inseparably connected
with matter. The death of the body meant the annihilation of the
"soul". The Aristotelians raised problems concerning the origin
of the soul, the existence of separate spiritual substances, the
nature of the soul, and the relation of body and soul. Representatives
of all schools, who had become Christians, tried to interpret the
Christian message in their respective terminology.
It is interesting to observe that the early Church saw
a threat against its "soul- doctrine" coming more from the "spiritualistic"
schools than from "materialistic" doctrines. Therefore, the Apologetes
of the first and second century sometimes use expressions which
overemphasise the opposition to Neo-Platonism, sometimes calling
the soul "material and naturally mortal". Tertullian in his De
Anima seems to think of the soul as made of a very subtle material
substance.
Manichaeism and Priscillianism tried to divide reality
into two hostile camps: the realm of God, spirit and light on the
one side, and the realm of the devil, body and darkness on the other.
The Councils of the Church opposed such a dualistic concept of reality.
They taught that the substance of the soul was not identical with
the substance of God, nor could it be considered a part, or transformation
of a part of it.16 The
body was not a creature of the devil, but was created by God, and
therefore in its nature good.17
Marriage, instituted for the propagation of the human race was not
a devilish and sinful institution, but ordained by God and made
a sacrament.18 The human
body received through Christ's redemption a dignity of its own and
will rise again for life eternal.
19 Human souls did not have any pre-existence in heaven before
they were united with the body, and it is not because of some fault
or sin of the soul that it becomes embodied.20
The soul is not transmitted by the parents through natural generation,
but is created individually by God.21
In death the soul becomes neither one with the substance of God,
nor does it perish altogether.22
One of the questions repeatedly discussed throughout
antiquity concerned the time at which soul and body are united.
Aristotelian philosophers thought of a successive animation of the
body: in the moment of conception the body had only a "plant soul",
some months later this would be replaced by an "animal soul", and
only at birth the "spiritual-soul" would be given. The Christian
philosophers used the categories shaped by Greek philosophy, not
always fully aware that by doing so they shifted the centre of the
Biblical teaching. They no longer dealt with the human person as
whole, but with a "part", with "soul." For centuries Aristotle's
Peri psyches was the great textbook of philosophical psychology.
The greatest philosophers of the Middle Ages wrote commentaries
on it. Thomas Aquinas, whose De Anima is a classical treatise
of mediaeval psychology, lists the following questions:
Can the soul be a form and a particular thing?
Is the soul, so far as its act of existing is concerned, separated
from the body?
Is there one possible intellect, or intellective soul, for all humans?
Is it necessary to admit that an agent intellect exists?
Is there one separately existing agent intellect for all humans?
Is the soul composed of matter and form?
Should the rational soul be united to a body such as humans possess?
Is the soul united to corporeal matter through a medium?
Are the rational, sentient and vegetative souls substantially one
and the same?
Is the soul its powers?
Are the powers of the soul distinguished from one another by their
objects?
Is the human soul incorruptible?
Is the soul, when separated from the body, capable of understanding?
When the soul is united to the body, can it understand separate
substances?
When the soul is separated from the body, can it understand separate
substances?
When separated from the body can the soul know all natural things?
When separated from the body can the soul suffer punishment by corporeal
fire?
In response to the opposition of Manichaean dualism
Aquinas emphasises that the union of body and soul is essential
for humans, and that it is to the advantage of both body and soul.
"To be united to body is not to the detriment of the soul but to
its enrichment. There is the substantial benefit of completing human
nature, and the accidental benefit of achieving knowledge that can
only be acquired through the senses".23
He says that our body substance is not from an evil principle, as
the Manichaeans imagine, but from God. "By the friendship of charity,
by which we love God should we cherish the body."24
In his opinion the psycho-somatic interdependence goes so far that
the quality of intellectual life depends on the quality of the body.
When the body is a hindrance for the achievements of the higher
aims of human life, it is not due to its being body, but to sin
which corrupts the body and disturbs the harmony between body and
soul.25
Another major problem was that of the "oneness of the intellect".
The back- ground lies in the Aristotelian concept of mind. Human
understanding comes about by an active process of the mind by which
mind abstracts from the (passive) objects an "idea" and makes it
its own, "assimilating" it to its own nature. To make this possible,
Aristotle had to assume a distinction in mind itself: an active
mind, which provides for the contact with the outside world and
which delivers to the "passive mind" the ideas, the abstractions
of things. "Passive mind" is a mere interiorising faculty and intellect
proper.
But then how to explain the objectivity of human knowledge,
the likeness of ideas and understanding? Aristotle left this question
open. The great Arab interpreters of Aristotle, Averroes (Ibn Rosd
1126-98) and Avicenna (Ibn Sina 980-1037), tried to explain it by
some kind of "super-mind", an intellect which is common to all humans.
They asserted either that the active mind was common in the passive
individual, or that the passive mind was common in the active individual.
Thomas rejects this doctrine, which contains the danger of doing
away with personal responsibility and the individuality of men.26
Human souls are manifold, and their oneness is not one
of substance, but of species. The "objectivity" and likeness in
understanding comes from the sameness of nature, not from the sameness
of existence. As bodies are different, the souls which are their
specific "form" are bound to be different.27
Against this background Aquinas defends the individual immortality
of the soul. After death the soul does not merge into any "supersoul",
neither separated substance nor Absolute, but remains an indi- vidual
human soul and capable of either beatitude or damnation: "Mind is
not composed of matter and form, for its ideas are not physical
but spiritual as their universality declares, they are abstract
and not tied down to matter or to the material conditions of time
and place. The mind is, therefore, a subsisting form, and is consequently
immortal." 28
One of the favourite topics of mediaeval philosophy
was speculation about "separate substances", beings that are pure
spirit. The profound discussions about their location, their kind
and method of knowing, and their relation with the world of matter
have lost much of our interest. (It is interesting to note that
theoretical physicists have resurrected some of these problems and
terminology in their description of the mode of existence of subatomic
particles.) One topic, however, has gained more interest in our
times: the concept of "person". Thomas defines person in a very
gen- eral manner, as "individual substance of a spiritual nature".
Thus, it applies to hu- mans, angels and God. It does not express
any kind of limitation or restriction, but on the contrary, it means
the highest perfection in its order of being. It is a "name of eminence".
Person ranks highest in the metaphysical scale of being.
Person means something unique, ineffable, a value in itself, an
end in itself. Person as such is indestructible. The ultimate stage
of perfection is therefore not a merging of created persons into
the uncreated (personal) Absolute, but a communion of persons, a
"being face to face", a "dialogue", between God and humans.
While most of the psychological and anthropological
problems of mediaeval theology have lost their actual importance,
the problem of "person" has become the central issue of both modern
philosophical anthropology, as well as modern sociology. The human
understood as person is the end to which all non-personal values
have to be referred. It sets definite limits to the impersonal powers
such as state, party, nation or economy. It is the personality of
every human which distinguishes human society from an ant hill,
which makes human history different from natural history, which
gives a sense and a richness to human life.
Part Two
Vaishnava Perspectives
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